When Policy Narratives Override the Facts: A Response to Recent Commentary on My PTAB Case

“When a former senior USPTO official uses a real inventor’s case to shape national policy debate, accuracy is not optional, it is non-negotiable.”

ptabIn a recent Substack post discussing Patent Trial and Appeal Board (PTAB) policy and current U.S. Patent and Trademark Office (USPTO) reforms, former USPTO Deputy Solicitor Thomas Krause referenced my PTAB case as part of his broader argument. Because my case was cited in that discussion, the factual record matters.

The description of my case was wrong. Krause commented that “the old German and French published patent applications seemed to come out of nowhere.” But in my inter partes review (IPR) proceedings:

  • No new prior art was discovered.
  • The primary reference relied upon by the PTAB (WOLF) had already been cited during prosecution.
  • The claims were invalidated on an obviousness theory based on combining prior references and applying hindsight reasoning.

These are not minor details. They go to the heart of the policy debate.

My case does not support the claim that the PTAB primarily exists to correct examiner errors or clean up patents issued over missed prior art. The art was before the examiner. The patents were granted. The invention was commercialized. A U.S.-based manufacturing business was built around those patents, securing licensing partnerships and obtaining an International Trade Commission (ITC) exclusion order.

It was a small American inventor enforcing her own commercially successful invention.

The Structural Issue: Obviousness

The central issue in my case was obviousness, not undiscovered art.

Obviousness asks whether a hypothetical person of ordinary skill in the art (POSITA) would have combined prior references to reach the claimed invention. In practice, that analysis is highly vulnerable to hindsight bias.

Secondary considerations, commercial success, industry praise and long-felt but unsolved need are meant to guard against that bias. My invention achieved commercial success and supported an operating business. Yet those objective indicia did not alter the result.

When no new prior art is found and an examined patent is nevertheless invalidated, the discussion cannot honestly be reduced to “fixing examination mistakes.” The real question is whether obviousness is being applied differently at the PTAB than in district court and why cancellation rates at the PTAB have historically overshadowed invalidation rates in Article III courts.

That imbalance is not accidental. It reflects a systemic difference in how validity is assessed.

Reforms, Examiner Error, and Narrative Tension

Krause has also criticized USPTO Director John Squires and recent reforms involving settled expectations and expanded discretionary denials.

Yet recent information published by US Inventor suggests that of roughly 600 discretionary review decisions in 2025, fewer than 10% involved any apparent examiner issue.

If examiner error appears in such a small percentage of cases, the longstanding narrative that the PTAB primarily functions as an error-correction body becomes difficult to sustain.

Director Squires’ recalibration seeks to restore predictability to issued patents, not to shield weak claims, but to reinforce that examination carries meaning. One may disagree with that effort. But opposing it while simultaneously misstating the facts of a cited case reveals a deeper tension in the argument.

Credibility and Consequence

Former public officials retain influence because their words are presumed to be careful and grounded in fact.

When a former senior USPTO official uses a real inventor’s case to shape national policy debate, accuracy is not optional, it is non-negotiable.

If the factual premise is flawed, the policy conclusion built upon it cannot credibly be sustained.

Patent policy determines whether small manufacturers invest, whether innovators commercialize, and whether examination has durable value. Those decisions should not be driven by compressed narratives that blur materially different cases into a single storyline.

If my case is used to argue that the PTAB primarily corrects bad patents, what confidence should readers have in conclusions built on an inaccurate description of the case? It was not a case of hidden art. It was not an examiner’s oversight. It was a case of hindsight-driven obviousness.

The stakes for American innovation demand nothing less.

When a former senior official misstates the facts of a case while defending the system that produced the outcome, it is reasonable to question whether the narrative is grounded in the facts or in preserving the status quo.

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Join the Discussion

11 comments so far. Add my comment.

  • [Avatar for Breeze]
    Breeze
    March 10, 2026 11:13 am

    The idea that “judges” who have been given the marching orders of “get rid of BAAAAAAD patents!!!” are “impartial” is just ludicrous.

  • [Avatar for Randy Landreneau]
    Randy Landreneau
    March 9, 2026 04:27 pm

    In your “Comments to Small Inventors” you say “Small inventors shouldn’t be mad at the PTAB, which is staffed with expert, dedicated, impartial professionals who could be making much more money in private practice.” One such professional was Matt Clements. He defended Apple against infringement and then became a PTAB judge. In a number of PTAB cases involving Apple that he was on as a PTAB judge, Apple won all but one. Then, a colleague of mine went to the PTAB trial of an inventor and saw Clements, no longer a PTAB judge, representing Apple again. We only know about this because someone happened to witness it. How many times has this happened? We don’t have the resources to find every single time a severe conflict of interest existed. How can we trust a system that can and has had serious conflicts of interest?

  • [Avatar for Pro Say]
    Pro Say
    March 8, 2026 01:07 pm

    With friends like Krause, who needs enemies?

  • [Avatar for Michael Schober]
    Michael Schober
    March 6, 2026 10:48 pm

    Abraham Lincoln famously noted that the patent system “added the fuel of interest to the fire of genius.” This isn’t just a poetic observation; it is the fundamental economic theory of patent law. Human creativity (the fire) requires legal and financial certainty (the fuel) to produce meaningful progress.

    Today, that engine is failing. We are currently operating under a subjective non-obviousness standard that produces wildly inconsistent results across USPTO examiners, PTAB, and the federal judiciary. This lack of an objective test acts as a fire retardant on American innovation. When the “fuel of interest” is withdrawn because stakeholders can no longer rely on the stability of their assets, the “fire of genius” goes out.

    The cost of this inconsistency is staggering. Had we maintained a rigorous, objective standard, I believe we would have already conquered cancer, eliminated world hunger, and established colonies on the Moon and Mars. Instead, we have a broken patent system where entrepreneurs like Molly are being crushed, and millions of life-changing ideas never make it off the back of an envelope and onto the drawing board.

  • [Avatar for Carrie Hafeman]
    Carrie Hafeman
    March 6, 2026 12:48 pm

    Patent examiners must consider appropriate secondary considerations along with primary technical evidence when making determinations on validity.

    Examples of secondary evidence that may be applicable in patent cases include commercial success, long-felt need, industry praise or skepticism, copying by competitors, and unexpected results. The Manual of Patent Examining Procedure (MPEP) specifically states that such evidence MUST be considered as part of evaluating obviousness under 35 U.S.C. 103.

    This is really so very wrong what happened to Molly. My PTAB judges also ignored the secondary considerations that were included in my patent application which included multiple Marketing Success Declarations.

  • [Avatar for Thomas W Krause]
    Thomas W Krause
    March 6, 2026 12:12 pm

    I’ve responded to this here:

    https://www.linkedin.com/posts/thomas-krause-385b0537_responses-to-small-inventors-share-7435727880447279104-0VJ2

    As I explain there, my June 6, 2025 Substack post was not “recent,” did not materially mischaracterize Ms. Metz’s case, was not offered to support any policy argument, and does not reflect the view that she attributes to me — that IPRs should be limited to correcting examiner errors. That position is the USPTO’s, not mine.

    For readers who would like to review the original context:

    https://krauseonpatents.substack.com/p/responses-to-small-inventors

  • [Avatar for Yenrab]
    Yenrab
    March 6, 2026 10:40 am

    Sounds to me that “settled expectations” doctrine was disregarded at the institution stage of the IPR. Probably the interpartes review should never have been instituted. But once it is, then it’s no holds barred.

  • [Avatar for Randy Landreneau]
    Randy Landreneau
    March 5, 2026 03:21 pm

    Secondary considerations should have kept Molly’s patent and many other inventors’ patents from being invalidated by the PTAB. If the elements of an invention are in existence and known but nobody has come up with the inventor’s unique combination of these elements, and this combination is an immediate commercial success, how can the invention be considered obvious? An argument of obviousness at the PTAB should not be allowed in any case like this.

  • [Avatar for Anon]
    Anon
    March 5, 2026 03:00 pm

    Accuracy is oft in short supply when it comes to the topic of patents – especially from those that would prefer not to appreciate that patents are always a good thing (with of course the caveat of the Quid Pro Quo being properly processed).

  • [Avatar for Josh Malone]
    Josh Malone
    March 5, 2026 02:36 pm

    Exactly. PTAB is structured to invalidate, and a subjective determination of obviousness is the conclusion that suits that purpose.

  • [Avatar for Breeze]
    Breeze
    March 5, 2026 01:19 pm

    The PTAB was a captured entity. 80%+ of the IPR’s were filed by the same 23 “institutional filers.” Whether Mr. Squires has over corrected is up for debate. That the status quo was intolerable was not up for debate, except to people like Mr. Krause who makes no effort to hide his disdain for patents, and patentees.

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