Posts in USPTO

United States Patent and Trademark Office (USPTO), the National Science Foundation (NSF), and NBC Learn, the educational arm of NBC News, today launched an 11-part “Science of Innovation” series to coincide with the 165th birthday of American inventor Thomas Edison. The program represents the latest intellectual property (IP) education efforts by the USPTO and serves as a public-private partnership leveraging the best strengths of federal agencies, industry, and educators to demonstrate the connection between IP and the science, technology, engineering and mathematics (STEM) fields.

I think it is about time the U.S. adopts a small claims proceeding so that patent owners have a meaningful mechanism to seek redress for smaller cases of infringement. Patent owners faced with one or more infringers in the marketplace can experience very real and damaging effects when the dollars involved are measured in the tens of thousands. But under the current patent infringement resolution mechanisms it frequently doesn’t make sense to pursue infringement from a financial standpoint even when infringement is measure in hundreds of thousands of dollars. Indeed, very real infringement can be devastating to small businesses and individual patent owners even though the amounts at stake do not justify the exorbitant costs associated with pursuing patent infringers in federal court.

This all means that the “business method Art Units” are not the only ones charged with examining applications covering computer-implemented methods. In fact, there are Art Units where from a patentee perspective you would really rather be assigned because they have allowance rates in excess of 70%. In fact, one cluster of Art Units identified as covering “Miscellaneous Computer Applications,” which by class is assigned to data processing, has an allowance rate of 72.2% according to data available via PatentAdvisor™.

The Green Technology program has taken on a new importance. Clean tech represents a major element in the economics and pubic debate over federal funding of research and development. The recent spate of high profile company failures — companies that received billions of dollars in loan guarantees and financial incentives and tax credits at state and federal levels — have caused a deceleration in funding of green technology ventures and a new dialog on whether these innovations are market ready and strong enough to succeed in the marketplace without such support

Before profiling the top officials who will continue the work of the patent system, allow me also to pause and recognize a truly extraordinary moment in Patent Office History. The top three officials at the USPTO will all be women. Acting Director Teresa Rea, Commissioner for Patents Peggy Focarino and Commissioner for Trademarks Deborah Cohn will lead the Office forward steering America’s engine of innovation and commerce. If that doesn’t create a buzz of excitement even in Washington, DC, I don’t know what will! It is excitement well deserved and perhaps could lead to a higher profile for the USPTO, which would be very good for the patent system as a whole.

At a meeting convened in October 2012, experts from the Tegernsee Group offices were tasked to collaboratively develop a joint questionnaire to aid in the acquisition and analysis of stakeholder views across jurisdictions on four issues of particular interest to harmonization of substantive patent law: grace period, publication of applications, treatment of conflicting applications, and prior user rights. It is expected that each patent office will separately administer the joint questionnaire to its respective stakeholders.

What follows are the decisions from April and May 2012. In this time period in 2012 at the OED the Office found themselves dealing with a patent attorney that accepted referrals from an invention promotion company, a patent attorney that didn’t notify a client of an abandoned application, a trademark attorney that submitted false statements in three petitions to revive abandoned applications and a reciprocal discipline involving negligence associated with maintaining a Trust Account.

The Office of Enrollment and Discipline (OED) of the United States Patent and Trademark Office (USPTO), has announced that the patent bar examination, which is sometimes called the patent registration exam or patent agent’s exam, will be updated again effective early April 2013. No date certain has yet been announced by the OED, but based on the previous updating of the exam when new rules became effective on September 16, 2012, it can be expected that the patent bar exam will be updated sometime during the first week of April.

George Reardon was a registered patent agent (Registration No. 53,505). He was also the President and Executive Director of the National Association of Patent Practitioners (NAPP). He was alleged to have misappropriated at least $116,894.80 in NAPP funds and provided false annual financial reports to NAPP. Reardon did not admit to any wrongdoing or violation of the Disciplinary Rules of the USPTO, but he did choose to file an affidavit of resignation during the pendency of an investigation into the alleged misappropriation of funds. As a result, the United States Patent and Trademark Office (USPTO) accepted Reardon’s resignation and ordered his exclusion from practice before the Office.

The Kappos era at the USPTO also largely coincides with the time frame where I started to write daily (sometimes more). I attend public events at the USPTO and have interviewed Director Kappos several times and most of his top lieutenants. I have gotten to know Director Kappos and have seen first hand what his leadership has meant to not only the USPTO, but to the larger patent system in general. He has been a friend to the patent system and in my opinion is leaving the Patent Office far better than he found it. He will be sorely missed when he leaves at the end of the month, although he will leave with an excellent management team in place to carry forward the work for which he has laid the foundation.

The USPTO suspension was applied nunc pro tunc. Discipline imposed nunc pro tunc is appropriate only if the practitioner: (1) promptly notified the OED Director of his or her suspension or disciplinary disqualification in another jurisdiction; (2) establishes by clear and convincing evidence that the practitioner voluntarily ceased all activities related to practice before the Office; and (3) complied with all provisions of 37 CFR § 11.58. That was found to be the case effective October 17, 2011, thus the six (6) month suspension started effective that date.

What follows is discussion of the two disciplinary proceedings undertaken by the USPTO during the month of October 2012. First up is a situation where the USPTO went after an attorney in California who engaged in representation of trademark clients. Richard Gibson was not a patent practitioner, yet OED went after him for violation of various ethical rules, which is something recently new for the USPTO to do. The second case is a case where a patent practitioner was caught up in a sting operation. The sting was searching for adults soliciting sex from minors in Seattle, Washington.

if you ask me the Kappos legacy is not going to be the America Invents Act. The Kappos legacy will be that he managed to put the USPTO back on track. The agency is open for business and is issuing patents. It is odd to say it, but the USPTO had become so dysfunctional over the years that the allowance rate had slipped to never before seen lows. The feeling was that the USPTO was the “No Patent for You Office,” which did nothing to help foster the growth of innovation, and more importantly jobs.

The final rules on patent fees will publish in the Federal Register on Friday, January 18, 2013. Fees are going up for most, but not as much as feared. It will be more expensive to file a utility patent application, except for micro-entity applicants (see Utility Filing Fees Table), but it will be less to pay the issue fee once you get a Notice of Allowance (see Issue Fee Table). It will cost 29% more to file the first RCE for large and small entities (see First RCE Fees Table), and 83% more for subsequent RCE filings for large and small entities (see Subsequent RCE Fees Table). The ex parte reexaminations fees are much lower, down 32% and 66% respectively for large and small entities (see Reexam Fees Table), but are still much higher compared to where they were prior to them being raised over 600% recently. Of course, cutting ex parte reexamination fees means the overall cost is still roughly 250% higher for small entities and 500% higher for large entities than this time last year.

The U.S. Department of Commerce’s United States Patent and Trademark Office (USPTO) and the Smithsonian Institution have signed a Memorandum of Agreement for the USPTO to support the Smithsonian’s development of an “Innovation Pavilion” that will showcase educational programs and exhibitions about American innovation. The pavilion will be housed at the Arts and Industries (A&I) Building in Washington, DC, after the historic building’s re-opening in 2014. It will serve as a forum for public discussions, symposiums, workshops, and recognition ceremonies related to American innovation, highlighting the vital role patents play in supporting that innovation. Also, the USPTO and the Smithsonian will partner in hosting an Innovation Expo on June 20-22, 2013, at the USPTO headquarters in Alexandria, Virginia.