Amgen is the Answer to Alice

“The Court’s rationale in Amgen can clear up the decade-long confusion created by Alice…. In particular, section 101 must be applied as written by Congress, without adding exceptions that were not expressed by Congress.”

AmgenThe Supreme Court decided Amgen Inc. v. Sanofi on May 18, 2023, nearly nine years after its decision in Alice Corp. v. CLS Bank Int’l, 573 U.S. 208 (2014). Amgen was concerned with the enablement statute of the patent law, 35 U.S.C. § 112. In comparison, Alice was concerned with the eligibility statute of the patent law, 35 U.S.C. § 101, and has been highly criticized for creating a mess of patent eligibility. At first glance, these cases are distinguishable from one another, since they deal with different aspects of the patent laws. However, statutory interpretation and analysis should be the same in both instances.

The Amgen Decision Supports No Judicial Exceptions to Statutes

As the Court acknowledged in Amgen, the U.S. Constitution (Article I, section 8, clause 8) vests Congress with the power to “promote the Progress of Science and useful Arts.” Pursuant to this power, Congress enacted the patent statutes, including sections 101 and 112.

The Amgen Court quoted the section 112(a) requirement that the patent specification describe the invention “in such full, clear, concise, and exact terms as to enable any person skilled in the art” to “make and use” the invention. Then, most importantly, the Court states that “Judges may no more subtract from the requirements for obtaining a patent that Congress has prescribed than they may add to them,” citing Bilski v. Kappos, 561 U.S. 593, 602-603, 612 (2010). Thus, judges and courts must apply the patent statutes as written by Congress, without adding or subtracting from the express statutory language. The Court explained that its decision in Amgen is entirely consistent with Congress’s directive regarding enablement, which has been a mandate for obtaining a patent since 1790.  The Court further stated that patent policy judgment belongs to Congress. In conclusion, the Court explains that its “only duty in this case lies in applying that mandate faithfully.”

The Court’s rationale in Amgen can clear up the decade-long confusion created by Alice. Enablement and eligibility are entwined, in that both derive from the patent statutes prescribed by Congress. Accordingly, both section 112 enablement and section 101 eligibility should be analyzed and applied equally by the courts. The judicially created exceptions (abstract, laws of nature, and physical phenomena) to eligibility do not comply with the Court’s Amgen rationale. In particular, section 101 must be applied as written by Congress, without adding exceptions that were not expressed by Congress. The policies underlying the judicial exceptions to patent eligibility, which have existed for more than 150 years, did not originate with Congress, and therefore should be discarded as being outside of the judgment which belongs to Congress, not to the courts.

The Supreme Court’s Bilski Analysis is Internally Inconsistent

In Bilski, the Court ruled that the claimed subject matter was an abstract idea, and thus not patentable.  The Court’s analysis explained that it has “more than once cautioned that courts should not read into the patent laws limitations and conditions which the legislature has not expressed,”  citing Diamond v. Diehr, 450 U.S. 175, 182, 101 S.Ct. 1048, 67 L.Ed.2d 155 (1981), The Bilski Court also acknowledged that the three exceptions to eligibility under section 101 are not required by the statutory text. But then the Bilski Court irreconcilably flip flopped and concluded that these exceptions have defined the reach of section 101 as a matter of statutory stare decisis going back 150 years. See Le Roy v. Tatham, 14 How. 156, 174-175, 14 L.Ed. 367 (1853).

SCOTUS Arbitration Case Also Answers Alice

In the 2019 Supreme Court decision in Henry Schein, Inc. v. Archer & White, Inc., 139 S.Ct. 534 (2019), the statute being considered was the 1925 Federal Arbitration Act, and judicially created exceptions to the statutory language. The Court reasoned that it could not redesign the statute, and that they could not engraft their own exceptions onto the statutory text. More specifically, the Court stated, “We may not rewrite the statute simply to accommodate that policy concern” of preventing frivolous motions to compel arbitration. In Schein, the Supreme Court concluded that public policy cannot supersede statutory text approved by Congress to support a non-statutory exception.

The Answer is Simple

Since:

  • Patent policy judgment belongs to Congress (U.S. Constitution);
  • The Supreme Court cannot add or subtract from Congress’s requirements for patents (Amgen);
  • The Supreme Court should not read limitations into the patent statutes not expressed by Congress (Bilski); and
  • There cannot be judicially created exceptions to Congressionally enacted statutes (Schein);

Then, Alice should be overruled, and the long-standing abstract idea exception should be stricken from section 101 patent eligibility analysis.

When there are inconsistencies in decisions from different Circuit Courts, the Supreme Court will often grant certiorari to consider the conflicting rulings and then provide consistency. Likewise, the Supreme Court should reconsider their own inconsistent decisions, and provide clarity by following the express language of section 101 as enacted by Congress,  without judicially created exceptions to patent eligibility.

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22 comments so far.

  • [Avatar for concerned]
    concerned
    October 7, 2023 04:30 am

    Plus, the PTO revised their guidelines to grant more allowances to get and encourage more fees, the PTO operating off their fees. Still have to get pass the courts.

    The patent examiner was sincere about me refiling my application. No thank you.

  • [Avatar for Greg DeLassus]
    Greg DeLassus
    October 6, 2023 04:43 pm

    “The lower courts and PTO are doing the bidding of the S.Ct. EXACTLY as intended. How do I know? The S.Ct. refuses to take cert on even the most egregious CAFC decision…”

    This is exactly right. The cossacks work for the Czar. There have been too many really excellent cert. petitions passed over by this point for anyone still to entertain the illusion that the Court does not know about and approve of that which is happening in the lower courts.

  • [Avatar for concerned]
    concerned
    October 6, 2023 10:07 am

    B: I was the lucky one by not getting a patent plus knowing you. Thank you for all your effort.

    The patent examiner I met a couple days ago in my hometown suggested I refile. And spend a million dollars for this nonsense?

    I am not smart about patents, but I not stupid either.

  • [Avatar for B]
    B
    October 5, 2023 10:29 pm

    @ Anon — We both know the S.Ct.’s Alice/Mayo decisions are unconstitutional and just plain stupid. That said, in your opinion what are the odds are that the S.Ct. will declare the PERA unconstitutional?

    @ Yenreb / Barney — FWIW, perpetual motion machines are traditionally rejected under s101 as they are not useful / don’t work. You haven’t lived until you hand a potential patent applicant a contract stating that the USPTO will likely refuse to allow such a patent even if you produce a working model. Further, 112 addresses abstract ideas already. Every technical patent (i.e., not business methods) involves laws of nature and scientific principles.

    @ KC — Good point. I’ve thought the same now for years.

    @ concerned — You gave it your best. The PTO and CAFC outright lied and violated your civil rights, and thereafter the S.Ct. sat on their thumbs. While not a consolation, unlike CareRX you didn’t spend a full $1M$ and you have a much better story.

  • [Avatar for Curious]
    Curious
    October 5, 2023 10:15 pm

    patenting of a mere abstract fundamental, and thus prior art, building block in industry, in a way that would in practice preempt that building block to the patentee for the term of the patent, would stifle innovation rather than promote it.
    An alleged abstract idea (i.e., what you can “abstract fundamental”) is not necessarily prior art. Also, let’s revisit the actually phraseology used by the court — “monopolization of those tools through the grant of a patent might tend to impede innovation more than it would tend to promote it.”

    This is not a legal holding. Moreover, this is not a finding of fact. Rather, it is generalized, speculative fiction that is untethered from the record presented before SCOTUS. In other words, their 101 jurisprudence is built upon a foundation of made up BS. The Court accompanied that statement of “might tend to impede innovation” with NO CITATION to the record or anything else for that matter.

    Note: if the Court is correct in its first premise above regarding stifling of innovation by a claim that in practice preempts a fundamental abstract building block in industry, then the Court is correct in its conclusion regarding patent ineligibility for such a claim being contrary to the Constitutionally-mandated purpose of the patent laws.
    First, the SCOTUS is not correct. There was no evidence presented that supports such a finding. Second, even if Article I Section 8 Clause 8 did not exist, Congress would still have the ability to create patent law under the Commerce Clause, which imposes no such restrictions.

    This is why I have advocated for BOTH jurisdiction stripping, removing the ability of the Supreme Court from thrusting their fingers into the wax nose of patent law, AND Congress resetting and reformatting the CAFC with new judges who have not been “simian-in-cage firehose trained” to be anti-patent.
    The CAFC hasn’t been trained by SCOTUS to be anti-patent. They were anti-patent from the get go. Moreover, removing the influence of SCOTUS just means you are placing hope in a new crop of judges that you hope to be better than the old crop. There is absolute zero guarantee that will happen. The BETTER approach is for Congress to draft patent laws that prevent the judiciary from f’n around with the patent laws to begin with. For those that support PERA, a similar problem exists. They are hoping that the judiciary doesn’t interpret the ambiguous language found in PERA in a manner that makes things worse. The simplest and wisest approach is not to rely upon the judiciary to get the law right — rather, it is for Congress to write the laws in a way that leaves little wiggle room for the judiciary to exercise their anti-patent bent.

  • [Avatar for B]
    B
    October 5, 2023 09:54 pm

    @ Readit “I submit that you are missing the point of what I am saying.”

    No one is missing what you are saying. We’ve seen this picture before. Many times. The garbage rhetoric spewed by the Supreme Court sounds nice but it so much dishonest bovine fecal matter.

    But tell me exactly how the man-created business methods of Alice Corp. are like an abstract idea? Because the underlying business method is old? That’s the job of s102 and s103 of the Patent Law.

    Section 112 addresses “abstract ideas” and overclaiming.

    Processes created by man are not laws of nature.

    That said, not once has the Supreme Court ever declared that its exceptions to patent eligibility were constitutionally necessary.

    “But most importantly: the lower courts and PTO have been misreading these actual holdings of Alice and wildly over-reacting to it to hold all sorts of claims patent ineligible that would not preempting in practice any abstract building blocks of any type.”

    No. The lower courts and PTO are doing the bidding of the S.Ct. EXACTLY as intended. How do I know? The S.Ct. refuses to take cert on even the most egregious CAFC decision – even when it is clear that the due process rights of patent owners are violated. Be now what? Seventy-something Alice/Mayo petitions denied?

  • [Avatar for ReadIt!]
    ReadIt!
    October 5, 2023 07:30 pm

    Anon and others:

    I submit that you are missing the point of what I am saying.

    For the non-lawyers in particular: it is the U.S. Supreme’s Court’s job to constrain legislation from being unconstitutional or achieving unconstitutional ends. That is so with the Patent Act too.

    Rightly or wrongly:

    1. The Court held in Alice that: (i) patenting of a mere abstract fundamental, and thus prior art, building block in industry, in a way that would in practice preempt that building block to the patentee for the term of the patent, would stifle innovation rather than promote it; and (ii) thus, such patenting is contrary to the Constitutional purpose patent laws and therefore patent ineligible.

    Note: if the Court is correct in its first premise above regarding stifling of innovation by a claim that in practice preempts a fundamental abstract building block in industry, then the Court is correct in its conclusion regarding patent ineligibility for such a claim being contrary to the Constitutionally-mandated purpose of the patent laws.

    2. But most importantly: the lower courts and PTO have been misreading these actual holdings of Alice and wildly over-reacting to it to hold all sorts of claims patent ineligible that would not preempting in practice any abstract building blocks of any type. Nearly everything the courts and PTO have been holding to be patent ineligible under Alice involve claims that do not even arguably preempt fundamental building blocks, period. And nearly all the lower court and PTO analysis that I have seen does not even acknowledge that question is not the overly broad two-step analysis we see all the time; it is rather whether the patent claim in issue would in practice preempt an abstract fundamental building block in industry — including that to qualify as such a building block, the idea must be fundamental already — that is, it must be fundamental prior art too.

    Under this proper scope of analysis, the wildly overbroad application of Alice should disappear.

  • [Avatar for Anon]
    Anon
    October 5, 2023 02:17 pm

    ReadIt!,

    Repeating yourself will not make what you assert to be any more valid.

    Colloquially “reading” is simply not enough.

  • [Avatar for ReadIt!]
    ReadIt!
    October 5, 2023 12:08 pm

    The patent community and courts have wildly misread Alice. Alice is not really about preventing patenting of abstract subject matter. It is really about preventing patenting of “building blocks” in industry — perhaps abstract building blocks — and the Court’s express view in Alice that such patenting would restrain rather than promote innovation and thus violate the Constitution (in the Court’s view).

    That may be why the Court is refusing to reconsider Alice. Perhaps Alice could have been written more clearly by not using the term “abstract” and reciting a more precise two step analysis more clearly focused on preventing patent of “building blocks.” It is when people misread the opinion to be about more than patenting of building blocks that the decision is being read to have an unconsitutional meaning. In other words, the Constitution requires that Alice be read as preventing patenting of building blocks, which, again, is what its reasoning states expressly.

  • [Avatar for Anon]
    Anon
    October 5, 2023 09:15 am

    concerned,

    The fact that the Supreme Court may within its powers choose to duck these certs IS evidence that Congress could rectify the situation with its own powers of jurisdiction stripping (patent law NOT being a matter of original jurisdiction to the Supreme Court).

    Of course, Marbury must still be met, so there must be an Article III Court of review (just “read it” and see that Marbury does NOT dictate that the reviewing Court must be the Supreme Court).

    This is why I have advocated for BOTH jurisdiction stripping, removing the ability of the Supreme Court from thrusting their fingers into the wax nose of patent law, AND Congress resetting and reformatting the CAFC with new judges who have not been “simian-in-cage firehose trained” to be anti-patent.

  • [Avatar for Anon]
    Anon
    October 5, 2023 08:37 am

    Readit!

    You are simply incorrect. One needs not only to “read it” – but to read it with a legal understanding of how the Rule of Law flows from Constitutional authority, the Separation of Powers, the understanding that the Court may not act in a subjective, future-viewing, “something MAY happen” manner (current case or controversy).

    I have — in great detail — addressed the many Constitutional points many, many, many times on this blog.

    The Court has been acting in an Ultra Vires manner.

    Unfortunately, the circus of the Legislative Branch and the two-party/Deep State Uni-party mechanisms in play simply do not accord that Branch to live up to its actual delegation of power/authority.

    My Uncle Ben continues to spin in his grave, as his words of, “With great power comes great responsibility” go unheeded.

    What IS present today does not abide the Rule of Law.
    Just because it IS present, does NOT make it correct.

    I very much do “get” the ‘Golden Rule’ in effect (he who has the gold, makes the rules) — but THAT does not accord with how the Rule of Law dictates the correct understanding of law.

  • [Avatar for concerned]
    concerned
    October 5, 2023 06:41 am

    I met two people yesterday on a bicycle ride at a park in my hometown. Overhearing their conversation, I thought one was an inventor. He was not. But the other was a patent examiner.

    I asked the patent examiner how he ended up in Ohio. Recruited by the USPTO while attending college in Ohio and he works from home.

    I introduced myself, he said my case sounded familiar. Pleasant conversation with both people.

    We all agreed:

    1). Nobody should be told he met the law as written by Congress, however, he does not meet the judges case law

    2). Evidence is a matter of law, not fact, is a ridiculous approach

    Both observations are just common sense and just.

    The patent examiner twice said I should re-file by application as the allowances improved since the new 2019 guidelines. True. But the Federal Circuit has already stated their court is not bound by the new 2019 guidelines.

    The patent examiner did acknowledge that Alice could have been tossed on s102 and s103 rejections based on the 1890s textbook entered into evidence.

    And no: I am not making this story up.

  • [Avatar for concerned]
    concerned
    October 4, 2023 05:34 pm

    Readit:

    I am not even an attorney and I do not buy Nooman’s explanation.

    Alice could have and should have been rejected based on s102 and s103. The process Alice used dates back to a textbook from the 1890s, based on evidence submitted in the record. Congress has it right all along.

    SCOTUS was trying to address a bogus patent troll narrative, blew it badly and will not address their mistake.

    An inventor who meets each and every one of the current conditions laid down by Congress in USC 35 has promoted progress.

    However, to humor you, we so happen to be filing a petition for rehearing asking SCOTUS what authority are their judicial exceptions based upon. We expect SCOTUS to pass as SCOTUS has no legitimate answer, hence, ducking 75+ petitions and counting.

  • [Avatar for ReadIt!]
    ReadIt!
    October 4, 2023 03:58 pm

    Noonan is right. The patent community and courts have wildly misread Alice. Alice is not really about preventing patenting of abstract subject matter. It is really about preventing patenting of “building blocks” in industry and the Court’s express view in Alice that such patenting would restrain rather than promote innovation and thus violate the Constitution (in the Court’s view). Read the opinion!

    That may be why the Court is refusing to reconsider it. Alice could have been written more clearly by not using the term “abstract” and reciting a more precise two step analysis more clearly focused on preventing patent of building blocks. It is when people misread the opinion to be about more than such patenting that the decision is being read to have an unconsitutional meaning. In other words, the Constitution requires that Alice be read as preventing patenting of building blocks, which, again, is what its reasoning states expressly.

  • [Avatar for Yenrab]
    Yenrab
    October 4, 2023 11:45 am

    Considering the “unwritten US constitution” that includes such well documented enties as “common sense” , the unwritten Clause Eight provides among other things that “you can’t patent a human” including even an improved life-form, and as more often stated “you can’t patent a perpetual motion machine”, and that notwithstanding that many people have gotten patents granted for such machines which only identify their energy source as “gravity and buoyancy”. Perhaps our unwritten Clause Eight also provides that you can’t patent an abstract idea, or a law of nature, or a scientific principle? I have not seen that argument precisely articulated yet, but who knows?

  • [Avatar for concerned]
    concerned
    October 4, 2023 04:41 am

    In retrospect, it would have been cleaner for SCOTUS to just create s101(a) to house their abstract ideas and all their judicial exceptions.

    On one hand, it would be too obvious SCOTUS wrote law. It would allow acknowledgement that these words do not reside in s101, the words reside in s101(a). So there everybody.

    On the other hand, adding a whole new section would acknowledge that nobody is going to correct SCOTUS. So, SCOTUS might as well just do as they please, write a whole new section, without comment. Why not, SCOTUS ping ponged abortion?

  • [Avatar for KC]
    KC
    October 3, 2023 02:13 pm

    Another judicial abomination of the patent laws that needs to go is the judicially created doctrine of obvious-type double-patenting. DP rejections might have made sense pre-GATT, but in a post-GATT world, they are useless tools that serve no purpose other than to degrade legitimate patent rights.

  • [Avatar for Pro Say]
    Pro Say
    October 3, 2023 01:28 pm

    KIrk is right (superb analysis). SCOTUS is wrong.

    Yet they ignored Killian. (China quietly rejoicing.)

    So now what?

    How does America regain its innovation leadership? (Hint: Abolish the unnecessary, toxic Section 101.)

    Before it’s too late (if it isn’t already).

  • [Avatar for B]
    B
    October 3, 2023 12:11 pm

    Dear Kirk

    You are absolutely brilliant in your analysis, but see https://www.supremecourt.gov/DocketPDF/22/22-1220/279500/20230913160123290_Killian_PetCer_22-1220_supp_final_efile.pdf

    NEW QUESTIONS PRESENTED

    Does the Supreme Court’s holding of Amgen v.
    Sanofi, 598 U.S. ____ (2023) demonstrate that Article
    III courts have erroneously conflated patent
    eligibility under Title 35 U.S.C. § 101 with the
    enablement requirement of Title 35 U.S.C. § 112(a)
    given that every exception to patent eligibility
    created by the courts relies on O’Reilly v. Morse, 15
    How 62 (1853), which Amgen describes as relating to
    enablement?

    Does the Supreme Court’s holding of Amgen v.
    Sanofi demonstrate Petitioner Killian’s assertion
    that the exceptions created by Article III courts of
    Title 35 U.S.C. § 101 exceed the constitutional
    authority of the courts?

  • [Avatar for concerned]
    concerned
    October 3, 2023 11:51 am

    Killian v Vidal petition and amici pointed out the same concerns the author describes.

    The supplemental petition discussed Amgen.

    Cert denied. SCOTUS knows exactly what they are doing: Legislating and who is going to stop them?

  • [Avatar for Anon]
    Anon
    October 3, 2023 11:17 am

    I cannot agree with Kevin E Noonan – the Court certainly has an obligation to be consistent in its rationales.

    That it is does NOT do so is an entirely different matter.

    This statement by Noonan is also false: “Also the justification for Alice and the judicial exceptions is that the Court is ensuring that Congress stays within the constitutional mandate that the laws Congress passed under its Article I power “promote Progress” – in the Court’s view granting patents on the exceptions exceeds that power.

    Revisit the wording – it is in a future projected tense, and NOT that the claims found to invoke the Judicial Exceptions (at point in the cases) violate Constitutional restrictions.

    I have had numerous discussions on the Constitutional fall-out of the Supreme Court re-writing of patent law, and the Court is on the wrong side in at least three different ways.

  • [Avatar for Kevin E Noonan]
    Kevin E Noonan
    October 3, 2023 07:34 am

    Unfortunately the posited solution relies on the Court being consistent in its rationales (which it is under no obligation to be). Also the justification for Alice and the judicial exceptions is that the Court is ensuring that Congress stays within the constitutional mandate that the laws Congress passed under its Article I power “promote Progress” – in the Court’s view granting patents on the exceptions exceeds that power. The Mayo/Alice framework is a poor attempt to reconcile the reality that al inventions rely to some extent on an exception (see American Axle) that has painted the Court into a logical corner.