Amicus Brief in Killian SCOTUS Case Urges Textualist Interpretation of Section 101

“Because Congress defined the scope of patentable subject matter eligibility in § 101, its express terms should have ended the judicial inquiry.” – US Inventor/Eagle Forum ELDF

KillianOn July 17, inventor advocacy organization US Inventor and conservative interest group Eagle Forum Education and Legal Defense Fund filed a joint amicus brief at the U.S. Supreme Court urging the nation’s highest court to grant the petition for writ of certiorari filed in Killian v. Vidal. US Inventor and Eagle Forum ELDF’s brief is the latest call upon SCOTUS to address the “dire consequences” flowing from the dramatic expansion to judicial exceptions to patent eligibility under 35 U.S.C. § 101.

Courts Should Infer Textual Exception as Express Limit to Statutory Exceptions

Inventor Jeffrey Killian filed his petition for writ at the Supreme Court this April following a decision last August by the U.S. Court of Appeals for the Federal Circuit invalidating his patent claims to computer systems for identifying a person’s eligibility for Social Security disability benefits. Relevant to the US Inventor/Eagle Forum ELDF brief, Killian’s petition asks SCOTUS whether judicial exceptions to Section 101 subject matter eligibility created by Article III courts exceed those courts’ constitutional authority.

Amici note that the broad statutory language of Section 101 already includes textual exceptions, excluding patentability for inventions that do not satisfy “the conditions and requirements of [Title 35]” of the U.S. Code. Such textual exceptions established by Congress do not provide the judiciary with authority to create its own exceptions. Indeed, US Inventor/Eagle Forum ELDF cited the Supreme Court’s 2000 ruling in U.S. v. Johnson for the premise that “[w]hen Congress provides exceptions in a statute… [t]he proper inference… is that Congress considered the issue of exceptions and, in the end, limited the statute to the ones set forth.”

The Supreme Court could address patent eligibility’s “raging fire in lower courts” by granting Killian’s petition for writ and adopting a textualist approach to Section 101. Amici argue that courts are poorly situated for crafting policy exceptions as they operate without congressional hearings or public feedback. The other “conditions and requirements” of Title 35, including novelty, obviousness and enablement, are capable of weeding out the “bad” patents that led to the Supreme Court’s expansion of judicial exceptions to Section 101.

Broad Patent Eligibility Correlates With Greater Increases to U.S. Real Wages

In the line of Section 101 cases from Bilski v. Kappos (2010) to Alice Corp. v. CLS Bank International (2014), US Inventor/Eagle Forum ELDF contend that the Supreme Court has judicial rewritten the subject matter eligibility statute in the face of admonitions against such rewritings in opinions like Justice Antonin Scalia’s dissent in National Federation of Independent Business v. Sibelius (2012). The judiciary’s revisions to Section 101 of the patent statute have led to major uncertainty among the U.S. Patent and Trademark Office’s patent examining corps, who have to apply more than 50 pages of material from the Manual of Patent Examining Procedure (MPEP) when assessing patent applications for subject matter eligibility.

While the United States had the world’s top-ranked patent system prior to Alice, the nation’s ranking had fallen as far as 12th place in the U.S. Chamber of Commerce’s 2018 Global IP Index, and amici argue that drop has resulted in economic stagnation. US Inventor/Eagle Forum ELDF contend that real wages in the United States have only increased by 1 percent per year since Alice, contrasting poorly with the 32 percent increase in real wages for manufacturing jobs experienced between 1869 and 1891, when broad eligibility standards enabled innovators like Thomas Alva Edison and Alexander Graham Bell to obtain many patents, a few of which held the great majority of their patent portfolio’s value.

“Because Congress defined the scope of patentable subject matter eligibility in § 101, its express terms should have ended the judicial inquiry,” the brief reads. Judicial exceptions to Section 101 amount to judicial legislation that flouts the separation of powers mandated by Articles I and III of the U.S. Constitution. Amici contend that this case at its core is about the allocation of powers between the federal judiciary and the federal legislature. Application of judicial exceptions to Section 101 arguably violates both the Bicameral and Presentment Clauses of the Constitution, which respectively vest all legislative powers in the two houses of Congress and require legislation passed by both houses to be presented to the U.S. President.

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Author: miflippo

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23 comments so far.

  • [Avatar for Curious]
    Curious
    July 23, 2023 01:10 pm

    Both my attorney and this amicus brief point out that three different government entities gave three different rejection theories to my application.
    Sigh. The Examiner used pre-2019 PEG reasoning. The Board used post-2019 PEG reasoning, and because of that designated the affirmance a new grounds of rejection. Nothing unusual in this – seen it MANY times before. The Federal Circuit also agreed with the Board (e.g., “we agree with the Board that there is no inventive concept”). The fact that the Federal Circuit made additional statements not found in the Board’s decision is that B raised a whole slew of arguments not originally presented before the Board. I know the prosecution of your application better than you do. Moreover, I’m not one apt to mispresent it like you frequently do.

    My attorney asked for pertinent definitions and did not receive any definitions.
    You think you are the first person who has asked for those definitions and not been given any satisfaction? The Courts aren’t interested in giving definitions. If they did, us scriveners would be able to craft claims that fell within those definitions. The Courts don’t want that – they want the freedom to declare patent ineligible whatever they want. Clear definitions hamper that. You are the kid who is crying “the Emperor has no clothes” in the parade line – not realizing that a couple dozen people have earlier said the same thing only to be met with the response of “the Emperor likes to be naked.”

    Section 101 and the court rulings cannot be reconciled. I have lived with this patent application for many years. It felt like once the USPTO dugged in and rejected the application, the application was going to be continously rejected with as many different reasons as it takes before we can no longer overcome the situation.
    You have no idea. Your filing date is only 8/1/14. You’ve only been at this for not even 9 years. You are still a newbie. Just wait until you hit the 16 or 17 or 18 years mark.

    I do not feel this kind of prosecution is due process as a layperson.
    As a layperson, you do not know what “due process” means, which is understandable. You are confusing not getting “due process” with not getting a good result. They are not one and the same.

    And it does not help to be told my application met the law as written by Congress, but does not meet case law.
    That’s the failure of your original attorney who wrote claims that, at the time of filing, had a miniscule chance of being allowed under the case law. If you had an experienced attorney who understood 101 at the time your application was filed, he/she would have explained how the 101 jurisprudence has changed and impacted what was allowable at the Patent Office. They would have explained that your claims needed to be written differently if they were going to be allowed. Your application was doomed literally the day you filed it. It was doomed because it was written in a manner that almost guaranteed that it would be examined in 3600 – which is the black hole of the USPTO. Seriously, your claims had <1% chance of being allowed on August 1, 2014. That you didn't know that, IMHO, is the fault of your original attorney.

    Hopefully, clarification may come from this case or Congress. It is way past due.
    Years ago, I predicted that I’ll be long-retired before clarification comes out of SCOTUS or Congress. Nothing I’ve seen has changed my prediction.

  • [Avatar for concerned]
    concerned
    July 23, 2023 09:29 am

    Both my attorney and this amicus brief point out that three different government entities gave three different rejection theories to my application.

    The amicus brief states there are over 50 pages in the MPEP trying to describe what is a judicial exception. My attorney asked for pertinent definitions and did not receive any definitions.

    Section 101 and the court rulings cannot be reconciled. I have lived with this patent application for many years. It felt like once the USPTO dugged in and rejected the application, the application was going to be continously rejected with as many different reasons as it takes before we can no longer overcome the situation.

    I do not feel this kind of prosecution is due process as a layperson. And it does not help to be told my application met the law as written by Congress, but does not meet case law.

    Hopefully, clarification may come from this case or Congress. It is way past due.

  • [Avatar for Anonymous]
    Anonymous
    July 22, 2023 12:23 pm

    This is a very soundly reasoned amicus brief. I hope SCOTUS pays attention.

    If they don’t, however, Congress should use the reasoning of the brief and simply reclaim its plenary power over patent policy. Congress can simply end judicial exceptions.

    PERA is a dangerous exercise to codify exceptions to patent eligibility, and to do it with vague and ambiguous language.

    Congress has better options:

    1. Eliminate 101 altogether.

    2. Keep 101 as is, but abrogate Alice and progeny and codify that there exist no exceptions.

    3. Keep 101, eliminate exceptions, give positive examples (in a non-exhaustive list) of what is eligible.

    4. Keep 101, eliminate judicial exceptions, and codify that no patent shall be invalidated for the reason of lack of patent eligibility, e.g. a PTO finding of patent eligibility is final and incontestable in court. Force the inquiry to be a question for examination only, not for litigation.

    5. Strip the Fed Cir and SCOTUS of jurisdiction as relates to appeals of affirmative PTO findings of eligibility.

  • [Avatar for Anon]
    Anon
    July 22, 2023 11:26 am

    To your own comment of “I’ve never seen someone write so much but say so little.

    I reply (fittingly) with your own comment of “Look into the mirror buddy

  • [Avatar for Curious]
    Curious
    July 22, 2023 04:05 am

    Anon writes — Curious – [blah, blah, blah … say nothing, say nothing, say nothing … blah, blah, blah].

    You are entirely incapable of having a serious discussion of the case law. You are the first to criticize other people’s opinions but the last to provide one of your own. Instead, you repeat the same babble you’ve been regurgitating on this blog for a decade now.

    Frankly, I’m tired of hearing about Gordian knots, Kavanaugh scissors, sovereigns, fire-hosed monkeys, the Vast Middle Ground, the Grand Hall experiment, and ladders of abstraction. No need to discuss your pipedream of a new patent court that replaces both the Federal Circuit and SCOTUS. It is as if your brain shut down 5 years ago and you are just reproducing old thoughts on one continuous loop.

    I’ve never seen someone write so much but say so little.

  • [Avatar for Anon]
    Anon
    July 21, 2023 03:37 pm

    Curious – you prove my points with this odd notion of ‘having a conversation’ conflated with some type of actual court proceedings.

    Wake up son – this is a blog. Conversations here have been provided. Spend less of your time attempting to pat yourself on the back and more of your time understanding the forum and its contents.

    And please, your “Blah, blah, blah … write something interesting … will you? That belongs in a Facebook group for 8 year olds” is ITSELF the stuff of 8 year olds. Whether or not YOU find something interesting has — quite apparently — no relation to that something’s actual quality of being interesting.

  • [Avatar for Curious]
    Curious
    July 21, 2023 02:16 pm

    Lazy of you – as I have often presented the case that provide the very ‘hooks’ that you reference.
    LOL — you rarely do legal analysis. Criticize other people’s opinions — yes. Legal analysis — no. And are you referring to Diehr? Is that it? If so, I can guarantee you that citing Diehr alone isn’t going to help. And if it isn’t Diehr, then what is it?

    First, I am not the one that named myself inappropriately.
    Second, My criticisms of you DO fit you, and they do not fit me.

    Blah, blah, blah … write something interesting … will you? That belongs in a Facebook group for 8 year olds.

    Again – LAZY of you, and you quite mistake my advocacy as (somehow) direct tactics at the Federal Circuit. You really should understand the forum that you are using.
    Come on. You never share how you would argue Federal Circuit case law. You’ll whole post is just one big “I disagree” with some accusations thrown in. Big f’n deal. I guess you have to be you and maybe my memory is failing me, but wasn’t there a time (5-10 years ago?) when you actually engaged in a conversation about the law?

  • [Avatar for KenF]
    KenF
    July 21, 2023 01:33 pm

    Also, gotta love the moxie to cite Dobbs…….. If THAT doesn’t stand for “blow it up,” nothing does….

  • [Avatar for KenF]
    KenF
    July 21, 2023 01:20 pm

    Best line in the brief, by far: “Petitioner attempted to run the same queries on the USPTO’s website. However, the USPTO’s equivalent website was not functional at the writing of this Petition.” Footnote 5, page 34.

  • [Avatar for Anon]
    Anon
    July 21, 2023 12:23 pm

    Curious,

    You err (yet again):

    You, like B, must be fond on making loser arguments before the Courts. Personally, I prefer to find ways to making winning arguments. The difference between myself and you and B is while we can all agree that the case law is irreconcilable with itself, unlike you two, I can find winning arguments within that irreconcilable mess.

    Lazy of you – as I have often presented the case that provide the very ‘hooks’ that you reference.

    And you accuse me of lack curiosity. Look into the mirror buddy.

    First, I am not the one that named myself inappropriately.
    Second, My criticisms of you DO fit you, and they do not fit me.

    People can and have won at the Federal Circuit. However, they didn’t do it with the approach that you and B take – which is to declare the whole thing an irreconcilable mess and demand that it be burnt to the ground.

    Again – LAZY of you, and you quite mistake my advocacy as (somehow) direct tactics at the Federal Circuit. You really should understand the forum that you are using.

  • [Avatar for Curious]
    Curious
    July 21, 2023 10:51 am

    I can name THREE decisions against patent eligibility of each one of these cases.
    Only three? You are slipping. We all know that the Federal Circuit decisions are hopeless irreconcilable. That being said, each 101 reversal provides a practitioner with a “hook” onto which to hang some persuasive arguments. You just to need to identify that hook and hope the Federal Circuit buys into it. And you are right, they don’t always buy into that hook.

    What is the difference b/t Berkheimer and Investpic?
    Investpic issued months after Berkheimer, and Berkheimer involved a 12b6 motion. Investpic was a declaratory judgement action and SAP won on a judgement on the pleadings. Had Berkheimer issued a year ahead of Investpic, the attorneys in Investpic could have leveraged that decision. Factually, Investpic involved “[a] method for calculating, analyzing and displaying investment data,” whereas Berkheimer “[a] method of archiving an item in a computer processing system.” One is directed to investing, the other is directed to computer storage. If you cannot figure out for yourself why one survived and one didn’t, I cannot help you.

    What is the difference b/t McRO and Recognicorp?

    Claim 1 of Recognicorp:
    1. A method for creating a composite image, comprising:
    displaying facial feature images on a first area of a first display via a first device associated with the first display, wherein the facial feature images are associated with facial feature element codes;
    selecting a facial feature image from the first area of the first display via a user interface associated with the first device, wherein the first device incorporates the selected facial feature image into a composite image on a second area of the first display, wherein the composite image is associated with a composite facial image code having at least a facial feature element code and wherein the composite facial image code is derived by performing at least one multiplication operation on a facial code using one or more code factors as input parameters to the multiplication operation; and
    reproducing the composite image on a second display based on the composite facial image code.

    Claim 1 of McRo:
    1. A method for automatically animating lip synchronization and facial expression of three-dimensional characters comprising:
    obtaining a first set of rules that define output morph weight set stream as a function of phoneme sequence and time of said phoneme sequence;
    obtaining a timed data file of phonemes having a plurality of sub-sequences;
    generating an intermediate stream of output morph weight sets and a plurality of transition parameters between two adjacent morph weight sets by evaluating said plurality of sub-sequences against said first set of rules;
    generating a final stream of output morph weight sets at a desired frame rate from said intermediate stream of output morph weight sets and said plurality of transition parameters; and
    applying said final stream of output morph weight sets to a sequence of animated characters to produce lip synchronization and facial expression control of said animated characters.

    Certainly a closer call here. Interesting to note that McRo had Jeffrey Lamken arguing for them, who according to his bio has argued 27 cases before the Supreme Court. The lead counsel for Recognicorp, while seemingly experienced, isn’t close to Lamken. This point aside, the McRo claim has more technical “stuff” in it (I know very technical term there). Reading the cases, although the District Court ruled against McRo, it made some good findings that McRo could leverage. McRo also made some good preemption arguments that the judges latch onto. Good lawyering helps. Making the right arguments helps.

    What is the difference between DDR Holdings and In re Villena?
    DDR Holdings would probably be invalidated today, but it was the first bone that the Federal Circuit threw us after Alice. Villena had the wrong counsel – sorry, that was a cheap shot, and I apologize for that. Looking at the 2018 decision for Villena, the claims are somewhat similar to an invention I once had to argue before the board. As drafted (not me doing the drafting), it was going to be a loser case, and that’s what happened. You’ve got some generic technical stuff in the claim (display information, remote terminal, publically accessible network) however nothing necessarily ties this invention to a computer. You are calculating and displaying automated valuation method (AVM) values for residential properties on a computer. That was going to be a loss no matter who argued it. In DDR Holdings, the invention necessarily involved web pages and links between pages – things that are necessarily tied to a computer. You cannot separate the invention from the computer in DDR Holdings, while I can see it being separated in Villena (and the Federal Circuit saw the same). It isn’t a big distinction, but that was the winning distinction.

    One important aside, all of the winning counsel in Berkheimer, McRo, and DDR holdings worked within the existing framework of the law, and that is why they were successful. The amicus brief in your case is advocating for the entire judicial exceptions to be thrown out. That is a very different ask of the court. If you are taking their comments in Bilski at face value (i.e., the judicial exceptions have been around for 150 years), this brief is asking the Supreme Court to throw out 150 years of law. If the plaintiff was extremely sympathetic (think some religious organization that happens to own patents) and/or the defendant extremely unsympathetic (think some Chinese company), then maybe the Court MIGHT take a look. However, nothing about the facts in this case call out for this to be the one to take down 150 years of law (according to SCOTUS). Under statutory stare decisis, Congress has already blessed their interpretation. This is an exceedingly easy situation for them to deny cert.

    Well, yet again we have “Curious’ NOT being actually curious and insisting on attempting to square the round peg of United States Supreme Court rulings that cannot be reconciled.
    You, like B, must be fond on making loser arguments before the Courts. Personally, I prefer to find ways to making winning arguments. The difference between myself and you and B is while we can all agree that the case law is irreconcilable with itself, unlike you two, I can find winning arguments within that irreconcilable mess. And you accuse me of lack curiosity. Look into the mirror buddy. People can and have won at the Federal Circuit. However, they didn’t do it with the approach that you and B take – which is to declare the whole thing an irreconcilable mess and demand that it be burnt to the ground. While that is my personal preference, I know a losing argument when I see it.

  • [Avatar for Anon]
    Anon
    July 21, 2023 07:42 am

    Well, yet again we have “Curious’ NOT being actually curious and insisting on attempting to square the round peg of United States Supreme Court rulings that cannot be reconciled.

    B alights upon a proper analysis: one must look at the members of the Supreme Court to understand just why the cumulative rulings have created the Gordian Knot that we currently have.

  • [Avatar for B]
    B
    July 20, 2023 10:50 pm

    @ Curious “In short, they told everyone In Bilski that the place to go to address the “exceptions” to 101 is Congress.”

    No “they” did not. In fact, the majority stated that business methods were patentable based in part in the plain language of the statute and the language of s273

    ——- ” The Court is unaware of any argument that the “ ‘ordinary, contemporary, common meaning,’ ” Diehr, supra, at 182, of “method” excludes business methods.”

    ——- “But what §273 does is clarify the understanding that a business method is simply one kind of “method” that is, at least in some circumstances, eligible for patenting under §101.”

    The majority rejected Steven’s idiotic concurrence in Bilski as did the majority rejected Steven’s idiotic dissent in Diehr

    “I’m sorry, you have a tendency to grossly misrepresent the law, . . . ”

    I’ve never misrepresented the law – and the fact I keep correcting you in your endless stream of really gross mistakes (like right now) is telling.

  • [Avatar for B]
    B
    July 20, 2023 10:12 pm

    @ Curious “There is DDR Holdings, Enfish, Bascom, McRO, Berkheimer, Amdocs, Thales, Visual Memory, Finjan, Core Wireless, Aatrix, Data Engine Tech, among others.”

    I can name THREE decisions against patent eligibility of each one of these cases.

    What is the difference b/t Berkheimer and Investpic?

    What is the difference b/t McRO and Recognicorp?

    What is the difference between DDR Holdings and In re Villena?

    I’ll wait

  • [Avatar for Curious]
    Curious
    July 20, 2023 08:20 pm

    Perhaps you can tell us about all the arguments before the CAFC that worked.
    People have won at the Federal Circuit on 101. There is DDR Holdings, Enfish, Bascom, McRO, Berkheimer, Amdocs, Thales, Visual Memory, Finjan, Core Wireless, Aatrix, Data Engine Tech, among others.

    Oh, there aren’t any – plus Judge Chen had to rely on serial falsehoods to address the arguments put before him.
    I’m sorry, you have a tendency to grossly misrepresent the law, the arguments presented below, and the facts in general. We’ve hashed and rehashed these issues many time before so I’m not going to reheat the leftovers.

    If your intent was to go to the Supreme Court, the arguments presented in the Amicus should have been made at the Board and at the Federal — to the exclusion of almost all others.

    The strength and persuasiveness of the arguments made in the amicus brief aside, the Supreme Court isn’t going to take them up. The Supreme Court confirmed they were the wrong place to get any satisfaction when, in Bilski, they stated “While these exceptions are not required by the statutory text, they are consistent with the notion that a patentable process must be “new and useful. And, in any case, these exceptions have defined the reach of the statute as a matter of statutory stare decisis going back 150 years” .

    In short, they told everyone In Bilski that the place to go to address the “exceptions” to 101 is Congress.

  • [Avatar for B]
    B
    July 20, 2023 03:17 pm

    @ concerned “The Federal Circuit in oral arguments advised B that he should be making these arguments to SCOTUS.”

    That was Taranto

    Clevenger I don’t think moved, blinked, or took a breath the entire time.

    Chen acted angry that he had to show up for work. Chen’s decision, however, ultimately proved my theory on Dunning-Krueger run amok at the CAFC.

  • [Avatar for B]
    B
    July 20, 2023 03:03 pm

    @ Curious “It also doesn’t spend any time discussing many of the futile arguments presented before the Federal Circuit.”

    Perhaps you can tell us about all the arguments before the CAFC that worked.

    Oh, there aren’t any – plus Judge Chen had to rely on serial falsehoods to address the arguments put before him.

  • [Avatar for B]
    B
    July 20, 2023 03:00 pm

    My personal thanks to Paul Morinville

  • [Avatar for Yenrab]
    Yenrab
    July 20, 2023 10:25 am

    Maybe the Court should revisit Marbury v Madison, which was decided by a Marshall-led Court as a means for the judiciary to frustrate the efforts of then-president Thomas Jefferson. Also, if the Chevron decision is not overruled, then the power to interpret section 101 (and the rest of Title 35) would rightly return to the USPTO.

  • [Avatar for concerned]
    concerned
    July 20, 2023 08:24 am

    My personal thank you to US Inventor and Eagle Forum Education and Legal Defense Fund. Also to my attorney B.

    We know it is a longshot. Many people thought I would be Ruled 36. The Federal Circuit in oral arguments advised B that he should be making these arguments to SCOTUS.

    Still here with at least a hope, ever so curious.

  • [Avatar for Model 101]
    Model 101
    July 19, 2023 01:01 pm

    Great brief!

    The problem is the constitution of for honest people not Judges and politicians.

  • [Avatar for Pro Say]
    Pro Say
    July 19, 2023 12:09 pm

    Bravo! Superb brief. Superb.

    May this case be the one which finally returns the U.S. patent system to what our prescient Founders intended and created.

    American innovation must be crippled no more.

  • [Avatar for Curious]
    Curious
    July 19, 2023 11:19 am

    It is a very well-written brief that focuses on the real issue — the Court’s usurpation of the right of Congress to write patent laws (or all laws for that matter) and the Court’s creation of judicial exceptions that have no statutory basis.

    It also doesn’t spend any time discussing many of the futile arguments presented before the Federal Circuit.

    Unfortunately, the facts of this case will preclude it from being taken up by SCOTUS.