The Time for Talk has Passed, So Lets Get Started

About 18 months ago while I was at PLI headquarters in New York City teaching a Patent Bar Review Course, my friend Bob Spar suggested that my view of Patent Office rulemaking was not helpful and in fact was part of the problem and that patent attorneys are at least as responsible for the state of the patent system as the Patent Office. Bob pointed out that I was not taking the Patent Office view into consideration and that I was just ignoring the problems that need to be fixed. I thought I had been taking the Patent Office view into consideration, but frankly back then I and most other patent attorneys were livid because the Patent Office seemed hell-bent on making changes for change sake, and taking aim squarely on those inventions that are the most commercially relevant. I took Bob’s criticism to heart, and have tried to offer solutions whenever possible, but now it is time to take it to another level.  The U.S. patent system was and still is broken and desperately needs to be fixed. The problem up until the beginning of 2009 was that the Patent Office was not interested in doing anything that was actually calculated to solve the problems at hand and sought to completely absolve itself of any responsibility for the crisis. But it seems the winds have shifted, and maybe the time is now to once again offer to engage with the Patent Office to create solutions.

Certainly, there are some bad actors out there who abuse certain rules, but as is the case with most bad actors they are the minority. Yes, we all do things that the Patent Office would rather we not do, but most if not all of these widespread activities are in direct response to the mandates of either the Federal Circuit or the Supreme Court. In the past the Patent Office seemed to want to punish us all for the transgressions of a few, and for following the mandates of the courts. But sweeping all practitioners together, and petty bickering with the courts and using patent practitioners as pawns is not at all helpful. It has lead to a lot of distrust, resentment and anger between the Patent Office and the patent bar. Perhaps worse, at least some young examiners have come to age under a regime that blamed patent practitioners for everything. Eventually some of them will lead the Office, and if they feel that way when in positions of authority the entire system will meet head on with a brick wall. We need to build bridges, mend fences or perhaps just sit down and talk. Someone needs to step up to the plate and extend an olive branch, and now seems as good a time as any.

An open and frank discussion between representatives of the stakeholders and decision-makers would be a good first step forward. If representatives of the Federal Circuit, the Patent Office and the Patent Bar could get together and talk openly about the problems and daily frustrations faced by each, real progress could be made. At least everyone would understand what the problems are from each perspective, which could lead to meaningful discussion of potential solutions. If open minded stakeholders could also join in the conversation then maybe we might even be able to come up with some legislative solutions that could actually get enacted by Congress rather than bills that get bogged down in bickering between industries that all need and want different things. The only hope for legislative reform is to figure out what needs to be done to help the Patent Office first. Big tech companies, pharma, biotech, green companies, research and development start-ups and independent inventors all need a working Patent Office, so starting there is the right place to get at least some helpful reforms that are desperately needed.

With this in mind, I have started talking to some contacts in the industry to see if such a thing could be pulled off, and the consensus seems to be yes, it could. As some of you may know, October 10, 2009, will be the 10th Anniversary of IPWatchdog.com. With this in mind, and having made this call for discussions for some time, I am going to pursue this in conjunction with the 10th Anniversary of IPWatchdog.com. I don’t plan on just doing something on October 10, 2009, but rather celebrating the 10th Anniversary of IPWatchdog.com during the month of October 2009. What better way for me to contribute than to bring together thought leaders in the patent industry to discuss the reality of patent practice and the US patent system?  The fact that my 10th Anniversary online is approaching just gives me all the more incentive to celebrate this milestone in a way that will bring the industry together.

More details will be forthcoming shortly, but my plan is to hold one or more meetings by invitation so as to keep the size manageable and the discussion flowing. For a long time I have also thought that it would be great to get together a group of influential patent bloggers, and now that I have a list put together of the top patent blogs it seems about time for an online patent bloggers meeting/forum, and this could be the perfect reason to hold such a meeting, so I suspect some kind of patent blogger contribution will be a part of this plan as well. Perhaps a virtual online meeting can be incorporated, or held as a separate meeting so that those not in or near the Washington, DC area can participate as well.

The goal of these various meetings is to not only start a discussion, but to also create solutions as well. In order to really accomplish this goal, and to have it be a useful addition to the ongoing debate, the various discussion points will be explored by participants working in manageable groups over a period of about 6 months, with the goal of holding a conference where the considered solutions can be presented and further discussed.

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7 comments so far.

  • [Avatar for Gene Quinn]
    Gene Quinn
    July 30, 2009 05:30 pm

    RES-

    Can you give me some kind of general idea about how much longer a case takes you with extra claims? What if there were 30 total claims, for example? I know it varies widely probably, but is there any general rule of thumb or guidance you can provide? The more factual information we can get out there the better. I agree with you. Examiners play a vital role, are professionals and should be treated like professionals, including with respect to production goals.

    Thanks.

    -Gene

  • [Avatar for RES-Former Examiner]
    RES-Former Examiner
    July 30, 2009 04:45 pm

    As a former examiner, I think one way to help with the quality of examination is to give time credit to the examiner for cases where the applicant pays additional money for claims over the standard 20 total /3 indep. claims. As it is, the office (actually gen fed fund) is the only benificiary because they pockets the extra fees, but gives the examiner no extra time for the examination. Examiners would be more incline to search/examine cases with a number of claims over 20 if they received extra time credit for doing so. Just a thought.

  • [Avatar for MBT]
    MBT
    July 29, 2009 12:25 pm

    As a former examiner, I can tell you that the PTO, for the most part is oblivious to much of the needs of inventors and their representatives. The patent system exists to promote commerce and innovation. Bob Spar’s comments are off-base and typical of a bureaucrat that has forgotten their stakeholders. I like Bob and think he does a good job and am frankly shocked to see that he too, has drunk the John Doll kool-aid. Thank you for your postings, as they have been very fair to the PTO and I must say, you have bent over backwards to make sure that your postings are accurate. I know John Doll fairly well and your characterizations of him are very accurate. Hopefully, common sense will prevail. Your plans seem very timely and if the PTO listens, may even hep nudge things along… Thanks for your efforts!

  • [Avatar for OldTimer]
    OldTimer
    July 29, 2009 12:08 pm

    Gene–count me in. You know where to contact me.

  • [Avatar for New Here]
    New Here
    July 29, 2009 11:45 am

    The USPTO is broken ( thank you for saying it ) and being so, too many “bad” patents are gong through. Let me clear up what I call a “bad” patent: Patent with all, in my opinion intent, to cover some/all of underpinning technology/ies through claims that are written to extend the reach of the focus of an idea, an idea that is the only subject of the patent application and changes that have been talked about do not address this problem. Knowing well the ball park, here, Iam swinging in, having the knowledge though that going after intent is not a path for a fix. However, action(s) are clear, though litigation is a tool and can not be avoided at times no matter what objections, if litigation levels in the patent world are “too” high, is a telling sign, that the USPTO can have an impact on if done right. Being right or having the “correct” answers to the problems is far from the point here I beleve, because the understanding of the problems not unlike the proposed answers to them are subject to opinion based on who you talk to. The “right” the “correct” not answers at all when talking of a broken patent system, has no meaning, though a patent system continues on working for those best served by it, as is. For sure, the USPTO should not continue to work for some nor be in their control, and if so, this is one change that would give meaning to answers to other problems. As it is now I have to say I see the objections to/about changes being threats, not what is best for a working PTO.

  • [Avatar for TT]
    TT
    July 29, 2009 10:26 am

    “The problem up until the beginning of 2009 was that the Patent Office was not interested in doing anything that was actually calculated to solve the problems at hand and sought to completely absolve itself of any responsibility for the crisis. But it seems the winds have shifted, and maybe the time is now to once again offer to engage with the Patent Office to create solutions.”

    I am not sure anyone is in position to judge another persons motives. While I agree the changes suggested were unlikely to have any beneficial effect, or much effect at all, I think it was due to incompetence, not evil, on the part of the PTO.

    In the chemical area, the largest problem causing the examination system to bog down is the breadth of the claims and the shear number of claims. Examiners simply do not have the time under the present count system, to make any kind of intelligent enablement analysis. So they strike back using whatever shortcuts are available.
    TT

  • [Avatar for Paul F. Morgan]
    Paul F. Morgan
    July 29, 2009 09:39 am

    Congratulations, this is a great post. I fully agree that now is the appropriate time for the patent profession to start providing its own, realistic, proposed solutions to PTO-bar problems, including realistic rule and procedural changes.
    Some are very easy fixes. For example, instead of the PTO trying to impose drastic draconian rule limitations on everyone, including only a single RCE and two continuations, the PTO could simpy apply, against the relatively few serial-multiple-continuation abusers [aka “submariners” ] its existing authority under the case law of “prosection laches.” Also, the PTO could use its existing interrogatory authority under amended 37 CFR 1.105, and provide shortend response times for such excessive pendency cases. Most importantly, simply reassigning grossly excessive total pendancy applications to examiners who will work on then instead of avoiding working on them, and be rewarded for doing so.
    Likewise, by far the most serious problem with patent reexaminations is also easily fixed simply by re-assigning a few dozen additional competent examiners to the PTO reexamination team to act on them promply [as the reexamination statute requires]. Especially , reexaminations of patents in extensive expensive litigation being inexcusably delayed in the PTO for years.